Broker Check


Sherwood Wealth Management (SWM) is a Colorado investment advisor firm. SWM may transact business only in those states in which it is registered or qualifies for an exemption or exclusion from registration requirements.

SWM’s website is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, no consumer or prospective client should view the publication of our website on the Internet as our solicitation to effect, or attempt to effect transactions in securities, or to the render personalized investment advice for compensation, over the internet. Any subsequent, direct communication by SWM with a prospective client will be conducted by a representative who is registered or who qualifies for an exemption or exclusion from registration in the state where the prospective client resides.

For information pertaining to SWM’s registration status, please contact the Colorado Division of Securities or the state securities regulators for those states in which SWM maintains a notice filing. A copy of SWM’s current written disclosure statement discussing our business operations, services, and fees is available upon request.

SWM makes no representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to our web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Please remember that different types of investments involve different degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those SWM undertakes or recommends), will be profitable or will equal any historical performance level(s).

Certain portions of SWM’s website (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, or provide access to, SWM’s (or other investment and non-investment professionals) positions or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer reflect current positions or recommendations. Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from SWM, or from any other investment professional. SWM is neither a law firm nor an accounting firm, and no portion of the newsletter content should be interpreted as legal, accounting, or tax advice.

Each client and prospective client agrees, as a condition precedent to accessing to SWM’s website, to release and hold harmless SWM, its owners, employees, and agents from any and all adverse consequences resulting from any of the client’s or prospect’s actions or omissions which are independent of receiving personalized individual advice from SWM.